Advisor Share Wealth Management

a Registered Investment Advisory (RIA) firm

A Client-First Advisory Firm

Advisor Share (AS) Wealth Management was started when Roccy DeFrancesco, JD, CAPP, CMP (Author of Bad Advisors: How to Identify Them; How to Avoid Them, Retiring Without Risk, and several other consumer education books), decided it was time the industry needed an RIA that could actually fulfill the promises it made to clients.

Roccy and the advisors who work with ASWM believe what’s important to clients is pretty simple. They want…

1) to work with advisors who put the client’s interest first
2) to work with professionally competent advisors
3) good risk-adjusted returns in their managed portfolios (portfolios that manage risk)
4) transparency when it comes to fees
5) accessibility (the ability to get their advisor on the phone, via Zoom, or in person with short notice)

AS Wealth Management brings these elements together and is confident that its Investment Advisor Representatives and supporting team collectively can fulfill the promises made to clients.

What is a “Fee-Based” Registered Investment Advisory firm?

It’s a firm that can manage a client’s money in the stock market for a fee.

What about commissions? AS Wealth Management and its advisors CAN’T earn commissions from the sale of securities.

Our advisors are fiduciaries who have a legal duty to provide the best advice they can to clients. Advice without conflicts of interest.

Why was AS Wealth Management formed?

We wanted to offer clients a platform with a philosophy built around managing risk in the stock market.

We do NOT use a buy/hold philosophy.

Our philosophy is that using multiple high-quality 3rd party (outside) managers increases the likelihood that our portfolios, as a whole, will do well over time.

Comprehensive Planning

AS Wealth Management advisors prefer to provide comprehensive advice to clients which can include:

Money management
Estate planning
Asset protection
Tax reduction strategies
Long-term care planning
Disability planning
Corporate structure/buy/sell planning
Life insurance
And more…

guy looking at stock charts

Changing The Way You Look at Money

Understanding our clients is part of our DNA. We want our clients to be well rested with no sleepless nights.
  • Commit to Delivery Excellence
  • Embrace Integrity And Openness
  • Practice Responsible Stewardship
  • Invest in an Exceptional Culture
  • Strive to Innovate

Active Money Management

Our 3rd party managers “actively manage” money.

The ASWM Intelligent Allocation Strategies are ideal for investors seeking to be both tactical and defensive in their allocation to multi-asset class investing.

The goal is to provide investors with adaptive allocations to various asset classes suitable for all market conditions, resulting in reasonable risk-adjusted total returns.

Advisor Share WM Portfolios

Multi-Manager Conservative Models
Multi-Manager Moderate Models
Multi-Manager Growth Models
All-Weather Aggressive Tactical Multi-Manager Model

Risk Assessment Process

We have a 4-prong process to make sure our recommendations are “in balance” with our client’s needs.

1) We assess the consumer’s personal appetite for investment risk.
2) We assess the consumer’s financial ability to take risks.
3) We assess the risk of the consumer’s current portfolio.
4) We choose one of our model portfolios that is most closely aligned with the consumer’s personal appetite and ability to take risks.

If you would like to find your personal risk score (appetite for risk in the stock market), please contact us (it will take less than five minutes to complete).

If you would like to score your top 5 to 10 holdings of your current portfolio to determine how risky they are, please contact us.

If you would like your current/entire portfolio scored, email

Ready to learn more about AS Wealth Management and why we may be a good fit to accomplish your financial and/or retirement planning goals?

Simply email and we’d be happy to set up a time for a call/meeting.

Reach out to
AS Wealth Management Team

Get in touch with our representatives and start your journey on expanding your company and making your business better, more agile and profitable.

Error: Contact form not found.

Reach out to the
AS Wealth Management Team

person on mountain
Get in touch with us for a no cost, no-obligation review. Using technology to sift through the maze of financial choices is our business.

Reach Your Goals Now

Ready to learn more about AS Wealth Management and why we may be a good fit to accomplish your financial and/or retirement planning goals?
Give us a call
Email us
Serving the USA
Back to top